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Regulatory Compliance

FEMA / SEBI / FDI Compliance

Expert advisory on foreign exchange management, FDI regulations, SEBI compliance, and cross-border transaction structuring for businesses in Rohtak & Delhi NCR.

FEMA, SEBI & FDI Compliance Advisory in Rohtak & Delhi NCR

Cross-border transactions β€” whether receiving foreign investment, making overseas payments, or structuring FDI β€” are governed by FEMA, RBI regulations, and SEBI guidelines. Non-compliance can result in hefty penalties up to 3 times the transaction amount. At Gupta Yogesh & Associates, we provide clear, practical FEMA and FDI compliance advisory that protects your business while facilitating international growth.

Our clients include startups receiving angel and VC funding, manufacturing companies in Haryana with foreign technical collaborations, and Indian promoters looking to invest abroad or restructure their shareholding for global investors.

Our FEMA / SEBI / FDI Services

  • FDI Advisory: Structuring inbound foreign investment under automatic route and government approval route, sector-specific restrictions, and pricing guidelines
  • FEMA Compliance: FC-GPR, FC-TRS, ODI filings with RBI, and annual performance reports for companies with foreign investment
  • External Commercial Borrowing (ECB): Advisory on ECB eligibility, end-use restrictions, all-in-cost, and RBI reporting
  • Overseas Direct Investment (ODI): Structuring and compliance for Indian companies investing abroad through joint ventures or wholly owned subsidiaries
  • SEBI Compliance: Insider trading regulations, SAST (takeover) regulations, and disclosure obligations for listed company stakeholders
  • Transfer Pricing: Arm's length pricing for related party international transactions and TP documentation
  • FEMA Notices & Adjudication: Representation before Enforcement Directorate (ED) and Adjudicating Authority
  • Compounding of FEMA Violations: Voluntary compounding applications to RBI for past non-compliances

Why This Matters for Haryana & Delhi NCR Businesses

The manufacturing corridor along NH-48 (Delhi-Gurugram-Rohtak highway) has significant foreign investment from auto ancillary, textile, and agro-processing sectors. Many promoters in this corridor have legacy FEMA non-compliances from the pre-2000 era that need compounding. We have experience handling these matters efficiently.

Also see: Due Diligence | Company Incorporation | Customs & Import-Export

Key Thresholds

FEMA PenaltyUp to 3x transaction value
FC-GPR FilingWithin 30 days of allotment
Annual Return (FLA)By July 15 each year
ODI ReportingWithin 30 days of transaction
FDI Auto RouteNo prior RBI approval needed
Free ConsultationYes β€” Call/WhatsApp

FEMA & FDI Compliance Services We Offer

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FDI Structuring

End-to-end FDI advisory β€” sector eligibility, automatic vs. government route, pricing guidelines (DCF/NAV), and FEMA documentation for smooth foreign investment.

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RBI Filings

FC-GPR, FC-TRS, FLA, ODI, and ECB returns filed accurately and on time. We maintain a compliance calendar to ensure you never miss an RBI reporting deadline.

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FEMA Litigation

Representation before the Enforcement Directorate, Adjudicating Authority under FEMA, and FEMA Appellate Tribunal (FEMAT) for show cause notices and adjudication proceedings.

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Compounding Applications

Voluntary compounding of past FEMA violations with RBI. Our experience with compounding applications ensures minimum penalty and quick resolution of legacy issues.

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SEBI Compliance

Insider trading policies, UPSI identification, SAST threshold monitoring, and disclosure obligations under SEBI regulations for promoters and listed company directors.

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Transfer Pricing

TP documentation, benchmarking analysis, and representation in TP assessments. Integrated with our Income Tax litigation practice for end-to-end support.

Frequently Asked Questions

Under the automatic route, foreign investment can be received without prior approval from RBI or the Government of India β€” only post-factum reporting is required. Under the government route, prior approval from the relevant ministry is mandatory. Sectors like defence, telecom, multi-brand retail, and print media require government approval. Most manufacturing and services FDI falls under the automatic route.
Late filing of FC-GPR is a FEMA violation. The penalty can be significant. However, you can apply for voluntary compounding with RBI to regularise the non-compliance. Compounding is generally viewed favourably by RBI if done proactively. We handle compounding applications regularly and can guide you through the process to minimise the penalty.
The Foreign Liabilities and Assets (FLA) Annual Return must be filed by every Indian company that has received FDI or made overseas direct investment, by July 15 each year with RBI through the RBI-FLA portal. Non-filing attracts penalties under FEMA. If you have any foreign investment in your company, this return is mandatory even if the investment was made years ago.
You need to: (1) verify the sector is eligible for FDI under the automatic route, (2) ensure the valuation is done by a SEBI-registered merchant banker or CA on a DCF basis, (3) issue shares at or above the fair market value, and (4) file FC-GPR with RBI within 30 days of share allotment. We handle the entire compliance process for startups receiving foreign VC/angel funding.

Need FEMA or FDI Compliance Advisory in Rohtak or Delhi NCR?

Speak with our regulatory compliance experts β€” free initial consultation.

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